License Directory

Roger A Householder

Expired

Illinois license 065017665

License

Licensed by
Illinois Department of Financial and Professional Regulation
License number
065017665
Status
Expired (Not Renewed)
First issued
September 18, 1986
Expired
September 30, 2006
License holder
Roger A Householder
Entity type
Individual

Classifications

More from the license record

Current term began
09/18/2003
Ever disciplined
Yes
Discipline case
2000004568
Discipline action
Probation
Discipline reason
Failed to account for investment funds received from a nonprofit association client in a timely manner and represented himself as an investment advisor without state or federal investment advisor registration.
Discipline dates
05/30/2001 to 05/29/2002

Other Illinois licenses under this name

  • IL
    Roger A Householder
    License 476208444
    Licensed Real Estate Salesperson
    Expired
    Villa Park, IL
    Expired Mar 31, 1996

Contact

Park Ridge, IL 60068
Cook County